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INTERIM REPORT OF THE INSTRUCTIONAL FORMAT WORKING GROUP
September, 2002

To Directors:  Susie Castillo–Robson (OR), Dennis Hengstler (OPA), Helen Kelly(COIS), Maureen Morley (AS), and JR Schulden (SIS)

cc. Assistant and Associate Directors Loris Davanzo (OPA), Frank Muth (COIS), Rozanne Largent (OR), Frank Muth (COIS), Walter Wong (OR)

From: Karen Denton, LaVern Lazzereschi, Melisandra Leonardos, Lenore Ralston (Chair), Linda Song, Silvia Soto, Linda Wong

EXECUTIVE SUMMARY

On July 10, 2001, the offices of the Academic Senate, Computing Operations & Information Systems, Planning and Analysis, Registrar, and Student Information Systems scheduled a half day retreat to discuss shared concerns related to the Class Schedule and Instructional Record (CSIR) re-write project and to begin to address campus-wide issues related to Data Integration as expressed through this particular effort.

Subsequent to this large meeting, smaller working groups were formed.  The instructional format working group was constituted on February 1, 2002, and involved staff from the Academic Senate, Office of the Registrar, COIS, and Planning and Analysis.

This report is intended to update Directors on what has been accomplished to date, and to lay out an outline of work we believe would benefit the campus in the future.  No immediate action is required by recipients.

Goals/Tasks

Our initial goals and objectives were to:

1.       Discuss how the data element Instructional Format  and/or Class Type (UCB)  functions in each of our offices – share our definitions of this element and how it works/impacts work we are engaged in;

2.       Map the progress of this data element from the time new courses are submitted by academic departments via the Intent to Offer Course form to the Registrar’s Office and subsequently are confirmed via Academic Senate Course Approval Forms submitted to Committee on Courses of Instruction (COCI).  Further down the line, the end-results are reported to the Office of the President with potentially significant budgetary and public relations implications;

3.       Reach a mutual understanding re. what kinds of quality controls are currently in place for this data element and what quality controls might be introduced in the future.

4.       Determine the impact on policy, operational and reporting functions if quality control for the instructor format element is compromised.

Accomplishments

During the course of the past six months we have accomplished much of what we initially set out to do.

1.       We have deepened our understanding of the nuts and bolts of various administrative, operational, and reporting systems, how our individual work affects one another, and what we might do through cooperative efforts to support the university goals as a whole;

2.       We understand the “life” sequence of this data element from beginning to end;

3.       Separately, OPA has been working with the Academic Senate regarding policy(s) that define “what” constitutes an Independent Study course;

4.       We have determined a point where quality control could be introduced for new courses.  A report could be generated out of COURSE after the Office of the Registrar has completed the manual entry of the Instructional Format information submitted by Departments via the INTENT TO OFFER COURSE form (still to be reviewed by directors for possible implementation);

5.       We have fostered cooperative working relationships among the various participating offices that could form the foundation for a future quality control monitoring group, to meet regularly during the course of the year;

6.       We have started the process of creating administrative/operational flow charts;

In addition, separate from our initial goals:

1.       We have identified and recommended a solution for improving data quality for E-Grades and CSIR without increasing departments’ workload. OPA, COIS, and OR are currently working with SIS to modify the CSIR data entry screen that informs both E-Grade processes as well as CSIR reporting quality. This change involves: 1) not allowing the use of instructor function “1” unless the GSI title code reflects 2550 – a newly adopted title code (TC) policy by the Grad Division that coincides with the granting of variances to graduate student instructors by the Committee on Courses of Instruction (COCI; and 2) making it imperative that all instructor function codes 2, typically assigned to GSI (teaching but not in charge), be accompanied by a function code 3 (not teaching, but in charge).  Further, only instructor function codes 1 and 3 will be allowed to enter grades;

2.       The Academic Senate and SIS have provided OPA with a cumulative cross-listed course list (as of fall 2001) for those cross-listed courses approved by COCI;

3.       The Academic Senate has provided OPA with 5 semesters of GSI variances that COCI has approved and has agreed to provide both OPA and the Registrar’s Office with like reports on a regular basis;

4.       OPA and COIS are in the process of developing training materials to be administered department by each department, targeting identified data entry problems.  In addition, OPA and COIS hope to coordinate new training efforts with already existing training that has been regularly undertaken by AS and OR;

5.       We have started the process of sharing and making recommendations for updating and tightening the data entry screen instructions, user manuals, and associated dictionaries among the various offices;

6.       We have identified several anomaly reports that we recommend become “standard” quality control tools. It should be noted that this list is preliminary and subject to change.  The units noted in parentheses would be consulted for guidance before implementing these quality control tools. These tools currently include the following: 

·         Official cross-listed courses and official room shares compared with unofficial room shares (AS);

·         Assignment of Independent Study (IND) Instructional format (AS);

·         Use of non-academic title codes (APO);

·         Team-taught courses (AS);

·         GSI’s appearing with instructor function “1” – teaching and in charge (Depts);

·         Courses that do not meet the Minimal Class Size Policy recommendations (OPA).

Note:  The creation of new errors and omission reports and the associated review may have resource implications for the offices involved in the implementation and subsequent review process (still to be determined).  However, both the analysis and recommendations related to these quality control recommendations are congruent with the recently published (July 25th, 2002) BSA Audit Findings (cf. pg. 72  http:/www.bsa.ca.gov/bsa/index.html, http://www.bsa.ca.gov/bsa/pdfs/2001130.pdf)

Recommendations 

Future/Ongoing Work

1.       Targeted education of departments and other central campus to improve data entry (as necessary);

2.       Update/coordinate user manuals for departmental use and for all participating central campus units (Office of the Registrar, Academic Senate, Planning and Analysis/COIS);

3.       Complete creation of operational, systems, and administrative flow charts;

4.       Analyze current use of instructional format codes and associated definitions; make recommendations for updates/changes (current coding dates back to 1980);

5.       Create ongoing quality control group (in future to include end-user representatives) to meet at as yet to be specified times (chaired by OPA) to act as problem identifiers and solution recommenders to participating directors – quality control and campus-wide support for data integration.



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